Below are the rules of BATS Exchange, Inc. ("BZX"), including the BZX options market ("BZX Options"), BATS Y-Exchange, Inc. ("BYX"), EDGA Exchange, Inc. ("EDGA"), EDGX Exchange, Inc. ("EDGX"), including the EDGX options market ("EDGX Options") (collectively, the "BATS Exchanges"). The SEC regulates the BATS Exchanges as national securities exchanges, and all four exchanges also have status as self-regulatory organizations ("SROs").

Equities Rules: Rules applicable to membership and trading on the BZX equities platform and EDGX equities platform are contained in Chapters I – XV of each exchange’s Rulebook. Rules applicable to membership and trading on BYX and EDGA are contained in Chapters I – XV of each exchange’s Rulebook.

Options Rules: The specific rules applicable to membership and trading on BZX Options and EDGX Options are contained in Chapters XVI – XXIX of the each exchange’s Rulebook, provided, however, that Chapters I – XV are applicable to Options Members unless specific rules relating to options trading govern or the context otherwise requires.