Cboe Equities Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CboeBYX-2024-004
- January 25, 2024
- The Exchange proposes to amend the definition of Retail Order, and codify interps and policies regarding permissible uses of algorithms by RMOs.
- SR-CboeBYX-2024-003
- January 8, 2024
- The Exchange proposes to amend Rule 11.9(c)(6) and 11.13(a)(4)(D) to permit the use of BYX Post Only Orders at prices below $1.00.
- SR-CboeBYX-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
- SR-CboeBYX-2023-020 Amendment No. 1
- March 6, 2024
- The Exchange proposes an amendment to SR-CboeBYX-2023-020.
- SR-CboeBYX-2023-020
- December 27, 2023
- The Exchange proposes to modify Rule 11.24 to introduce an Enhanced RPI Order and expand its Retail Price Improvement program to include securities priced below $1.00.
Approved and Immediately Effective Rule Changes
- SR-CboeBYX-2024-012
- April 9, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeBYX-2024-011
- April 1, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-010
- April 1, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeBYX-2024-008
- March 19, 2024
- The Exchange proposes to amend Rule 2.8, related to the voluntary termination of rights as an Exchange Member.
- SR-CboeBYX-2024-007
- March 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeBYX-2024-005
- February 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeBYX-2024-001
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.